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Dominari Holdings Inc
725 FIFTH AVENUE, 22ND FLOOR
Phone: (212) 393-4540p:212 393-4540 NEW YORK, NY  10022  United States Ticker: DOMHDOMH
Business Summary
Dominari Holdings Inc. is a holding company. The Company, through its various subsidiaries, is engaged in wealth management, investment banking, sales and trading and asset management. It operates through its wholly owned subsidiaries, including Dominari Financial Inc. (Dominari Financial) and Dominari Securities LLC (Dominari Securities). Dominari Securities offers and plans to offer a range of broker-dealer and registered investment adviser services. Its services include wealth management, investment banking, sales and trading, asset management and insurance products. Dominari Securities provides a comprehensive array of financial services to high-net-worth individuals and families, corporate executives, and public and private businesses. Dominari Securities also provides full-service brokerage, wealth planning and margin lending services. Dominari Securities’ investment banking division provides strategic advisory services and capital markets products to middle market businesses.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023YesYes---

Industries
SIC Code Description
8734 Testing laboratories
6211 Security brokers, dealers, and flotation companies
8731 Commercial physical and biological research

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer AnthonyHayes 55 9/21/2023 9/10/2013
President, Chief Executive Officer of Dominari Financial Inc Kyle M.Wool 46 12/13/2023 4/12/2021
Chief Operating Officer ChristopherDevall 41 1/1/2023 7/1/2022
7 additional Officers and Directors records available in full report.

Business Names
Business Name
AIKI
AIkido Labs LLC
CBM BioPharma, Inc.
5 additional Business Names available in full report.

General Information
Number of Employees: 26 (As of 12/31/2023)
Outstanding Shares: 6,336,286 (As of 11/7/2024)
Shareholders: 136
Stock Exchange: NASD
Federal Tax Id: 520849320
Fax Number: (302) 674-5266
Email Address: tnelson@spherix.com


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Friday, November 22, 2024