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Arrowmark Financial Corp
100 FILLMORE STREET, SUITE 325
Phone: (303) 398-2929p:303 398-2929 DENVER, CO  80206  United States Ticker: BANXBANX
Business Summary
ArrowMark Financial Corp. is a non-diversified, closed-end management investment company. The Company's primary investment objective is to provide stockholders with current income, and to a lesser extent capital appreciation. The Company generally invests in the preferred equity, debt and subordinated debt, structured notes and securities, convertible securities and, to a lesser extent, common equity primarily in the United States community bank sector. The Company also invests in the United States domiciled banks and companies that provide goods and services to banking companies. The Company's investment portfolio includes term loans, structured debt securities, regulatory capital securities, trust preferred and preferred securities, exchange-traded funds, and short-term or cash and cash equivalent investments. Its investment advisor is ArrowMark Asset Management, LLC.
(Source: PROSPECTUS)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes--YesYes--

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202312/31/2023YesYes--Yes

Industries
SIC Code Description
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer Sanjai S.Bhonsle 52 2/12/2020 2/12/2020
President DanaStaggs 50 6/14/2022 6/14/2022
Chief Financial Officer Patrick J.Farrell 63 4/1/2014 4/1/2014
8 additional Officers and Directors records available in full report.

General Information
Outstanding Shares: 7,112,453 (As of 12/31/2023)
Stock Exchange: NASD
Federal Tax Id: 900934878
Fax Number: (302) 655-5049


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Saturday, April 27, 2024