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Aretec Group, Inc.
245 Park Avenue
39th Floor
Phone: (212) 672-1602p:212 672-1602 New York, NY  10167  United States Fax: (302) 636-5454f:302 636-5454
This company ceased filing statements with the SEC on 5/26/2016.
This company is no longer actively traded on any major stock exchange.
Business Summary
Aretec Group, Inc., formerly known as RCS Capital Corporation, is a holding company. The Company is engaged in the provision of retail advice through independent channel broker-dealers and registered investment advisers, wholesale distribution, investment banking, capital markets, investment management and investment research. The Company operates in six segments: Independent Retail Advice, which offers financial advice and investment solutions to investors through the network of financial advisors; Wholesale Distribution, which includes the Company's alternative investment program activities; Investment Banking, Capital Markets and Transaction Management Services, which provides strategic advisory services focused on direct investment programs; Investment Management, which provides investment advisory, distribution and other services to the Hatteras family of funds; Investment Research, which provides focused research, consulting, training and education, and Corporate and Other, which include expenses of the Company.
(Source: 10-K)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
---YesYes--

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
--YesYesYes-Yes

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6099 Functions related to depository banking, not elsewhere classified
6289 Services allied with the exchange of securities or commodities

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Non-Executive Chairman of the Board MarkAuerbach 76 12/30/2014 2/1/2014
Chief Executive Officer, Director Bradley E.Scher 53 1/17/2016 1/4/2016
Interim Chief Financial Officer DavidOrlofsky 46 1/31/2016 1/31/2016
5 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
ARETEC GROUP, INC.
SIMPLETAX SOFTWARE INC. 422 RICHARDS ST VANCOUVER BC CA
Cetera Financial Group, Inc. 655 W Broadway San Diego CA United States
22 additional Subsidiary records available in full report.

Business Names
Business Name
1st Global
1ST NATIONAL BANK OF SHINER
Advisor Direct, Incorporated
68 additional Business Names available in full report.

General Information
Outstanding Shares: 91,946,903 (As of 11/13/2015)
Stock Exchange: OTC
Federal Tax Id: 383894716
Fax Number: (302) 636-5454


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Wednesday, November 6, 2024